Affiliation Options

Your affiliation is customized to provide the resources you need to build and support your business. Through our multiple affiliation models you can receive your business processing support with full compliance and supervision backing. But you can also take advantage of different levels of local support, depending on your business model.

Regional Firm Affiliation Model:

If you’re an advisor that wants to focus exclusively on your clients while building your business – and don’t necessarily want to deal with a lease or setting up your own office – this option may be right for you.

With our Housed Full Service option, your local firm will provide you with business processing support and the compliance and supervision backing you need, plus office space, training and case consultation, payroll processing, and access to a full range back office support, among other resources.

Team Affiliation Model:

If you’re an advisor or a producer group that has your own office space and operates under your own business names, this option may be right for you. With our team affiliation option, a regional firm can provide you with business processing support and the compliance and supervision backing you need, plus any additional marketing, payroll, and sales supports depending on your business needs.

Direct Affiliation Model:

If you’re an advisor or a producer group that is looking for a broker-dealer that will support supervision and compliance via Signator’s back office, this option may be right for you. With our Direct Affiliation option, you can continue to build your independent business.

Your affiliation is customized to provide the resources you need to build and support your business. Through an affiliation with a regional OSJ, financial advisors receive business processing support with full compliance and supervision backing. But you can also take advantage of different levels of local support, depending on your business model.

 

 

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